Event Radar

statements were available to be issued, and there is substantial doubt about the Company’s ability to continue as a going concern.

Subsequent to Quarter End, Entered into a Merger Agreement to Acquire Investcorp Credit Management BDC, Inc. at 90% of ICMB’s Finance Corporation ("LRFC") mergers.

On November 13, 2026, the Company and Mr. Bienstock entered into a Transition Services and Separation Agreement (the "Transition Agreement"), pursuant to which Mr. Bienstock will continue to serve as the Company’s Chief Executive Officer ("CEO") and provide assistance in transitioning the role from January 1, 2027 through March 31, 2027, or such later date as may mutually be agreed by the parties (the "Transition Period"). If a successor CEO commences employment prior to March 31, 2027 (the "Separation Date"), Mr. Bienstock will continue to serve as a senior advisor to the board and the successor CEO through the Separation Date.

On September 1, 2026, the Company completed its disposition of a controlling interest in Broadcasting through the merger (the "Spectrum Merger") of HC2 Merger Sub, LLC, a Delaware limited liability company ("HC2 Merger Sub"), with and into HC2, pursuant to the Agreement and Plan of Merger, dated as of May 29, 2026 (the "Merger Agreement"), by and among HC2, HC2 Broadcasting Holdco, LLC, a wholly owned subsidiary of the Company ("HC2 Holdco"), HC2 Merger Sub and CONX Corp. ("CONX"). HC2 survived the Spectrum Merger as an indirect subsidiary of CONX (the "Surviving Entity").

APMD: Accounting restatement

1. The proposal to approve and adopt the Agreement and Plan of Merger, dated as of August 2, 2026 (as amended, supplemented or otherwise modified from time to time), by and among American Family Mutual Insurance Company, S.I. ("Parent"), Trident Superior Inc., and the Company (the "Merger Agreement") and approve the transactions contemplated by the Merger Agreement, including the merger, and which proposal is referred to as the "Merger Proposal".

ETD: CEO exit

Resignation of Chief Executive Officer Farooq Kathwari resigned as the President and Chief Executive Officer ("CEO") of Ethan Allen Interiors Inc. ("Ethan Allen" or the "Company") and its subsidiary Ethan Allen Global, Inc. ("Ethan Allen Global"), effective immediately.

As previously disclosed, on June 30, 2026, LCI Industries (the "Company"), a Delaware corporation, entered into an Agreement and Plan of Merger (the "Merger Agreement") with Patrick Industries, Inc. ("Patrick"), an Indiana corporation, Planet First Merger Sub Inc., a newly formed Delaware corporation and a direct wholly owned subsidiary of Patrick ("First Merger Sub"), and Planet Second Merger Sub LLC, a newly formed Indiana limited liability company and a direct wholly owned subsidiary of Patrick ("Second Merger Sub"). The Merger Agreement provides for, among other things and subject to the satisfaction or waiver of the conditions set forth therein, the merger of First Merger Sub with and into the Company (the "First Merger"), with the Company surviving the First Merger as a direct wholly owned subsidiary of Patrick, followed immediately by the merger of the Company with and into Second Merger Sub (the "Second Merger" and, together with the First Merger, the "Merger"), with Second Merger Sub surviving the Second Merger as a direct wholly owned subsidiary of Patrick.

to continue as a going concern has not been alleviated.

As previously announced, on July 20, 2026, Utz Brands, Inc., a Delaware corporation (the "Company"), entered into an Agreement and Plan of Merger (as may be amended, supplemented, or modified from time to time, the "Merger Agreement") with Idaho USA, Inc., a Delaware corporation ("Acquiror"), Idaho Merger Sub, Inc., a Delaware corporation and direct or indirect wholly-owned subsidiary of Acquiror ("Merger Sub"), and Intersnack Group GmbH & Co. KG, a German limited partnership ( Kommanditgesellschaft ), pursuant to which Merger Sub will merge with and into the Company, with the Company continui Based on preliminary estimated results of the Special Meeting provided by the Company’s proxy solicitor, Innisfree M&A Incorporated, at the Special Meeting the Company’s stockholders considered, voted upon and approved (i) a proposal to approve and adopt the Merger Agreement, together with the other Transaction Agreements (as defined in the Merger Agreement) and the transactions contemplated thereby, including the Merger, the TRA Payment (as defined in the Merger Agreement) and the Recapitalization (as defined in the Merger Agreement) (the "Transaction Proposal") and (ii) a proposal to approve

Merger Agreement Holdco, Inc., a Massachusetts corporation ("RAIN"), Rain Merger Sub, Inc., a Wyoming corporation and wholly owned subsidiary

Operational enhancements continue to be made ahead of our fourth 2026 campaign, scheduled to commence in mid-November with anticipated production of 13,000 to 15,000 gold equivalent ounces net to Contango, keeping us on track to meet the lower end of 2026 production guidance of 40,000 gold equivalent ounces. The Company expects to provide 2027 production and cost guidance later in December."

Departure of Gary Merrill as Chief Financial Officer On November 9, 2026, Gary Merrill notified Commvault Systems, Inc. ("Commvault" or the "Company") that he will be resigning from his position as Chief Financial Officer of the Company, effective November 30, 2026, to pursue an opportunity at another publicly traded company outside the industry.

Camera Cable Guard Safety Update and Withdrawal of 2026 Financial Outlook Due to anticipated remediation expenses, interruption in retail sales during the fourth quarter, retailer returns, and near-term demand uncertainty resulting from this camera cable guard safety update, the Company is withdrawing its previously issued full year 2026 financial outlook.

going concern. The conditions that gave rise to the going concern assessment, and management’s plans to address them, are described

2026 Revenue Guidance Revised, Platform Profitability Guidance Reaffirmed&#59; That is why we lowered our revenue guidance while reaffirming our Platform Adjusted EBITDA guidance."

Rallybio Corporation (the "Company") announced today that, subject to the satisfaction or waiver of any outstanding closing conditions, it anticipates the transactions contemplated by the Agreement and Plan of Merger and Reorganization (the "Merger Agreement"), dated as of May 31, 2026, by and among the Company, Avenzo Therapeutics, Inc. and Farmington Merger Sub, Inc., will close following the close of trading on November 20, 2026. The Company received approval from the Listing Qualifications department of The Nasdaq Stock Market to list its common stock on the Nasdaq Capital Market in connection with the Merger.

SIDU: Accounting restatement

Amounts payable under the 2027 OIP that exceed 100 percent of the target amount could be paid in full, or in part, in the form of restricted stock units ("RSUs") and/or Deferred Retention Stock Units ("DRSUs") based on the President and Chief Executive Officer’s recommendation and subsequent approval by the LDCC, or in the case of the President and Chief Executive Officer, based on the LDCC’s determination.

Together with our lower operating expenses, that gives us a leaner cost base and a cleaner balance sheet as we execute against our revised full-year outlook."

• Completed acquisition of Prana Therapies and $120 million concurrent private placement financing, establishing PRA-216 and the INSPIRE-built pipeline as Bolt’s primary development focus In October, Bolt completed its acquisition of Prana Therapies in a sign-and-close, stock-for-stock reverse merger and closed a concurrent $120 million private placement financing with leading healthcare institutional investors.

The closing of the early-stage HbF assets sale is contingent upon consummation of the proposed merger pursuant to that certain Merger Agreement dated August 16, 2026, by and among Fulcrum, Fusion Merger Sub I, Fusion Merger Sub II and Slate, or the Merger Agreement (or in the event the Merger Agreement is terminated, upon receipt of any necessary approvals). Fulcrum expects that the proceeds from the asset sale will be funded into escrow prior to the closing of the proposed merger and will be credited to Fulcrum’s net cash for purposes of the Merger Agreement and increase the amount of cash dividend expected to be declared in connection with the proposed merger.

Such risks, uncertainties and assumptions include, but are not limited to: (1) our ability to maintain our key relationships with network partners and advertisers, including our monetization arrangements&#59; (2) our ability to collect, process, effectively utilize and safely store the first party data that we obtain through our services&#59; (3) the performance of our marketing platform&#59; (4) changes in customer demand for our services and our ability to quickly adapt to such changes&#59; (5) our ability to maintain and attract consumers and advertisers in the face of changing economic

Amendment No. 1 to Agreement and Plan of Merger On November 6, 2026, GoPro, Inc., a Delaware corporation (the "Company"), entered into Amendment No. 1 (the "Amendment") to the Agreement and Plan of Merger, dated as of September 1, 2026 (as amended, the "Merger Agreement"), by and among Action Acquisition LLC, a Delaware limited liability company ("Parent"), Starman Optical, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), and the Company.

NVDA: CEO exit

On November 11, 2026, the Board of Directors, or the Board, of NVIDIA Corporation accepted the resignation of Jen-Hsun Huang, as NVIDIA’s President, Chief Executive Officer and member of the Board, effective immediately.

Agreement and Plan of Merger On November 11, 2026, BCP Investment Corporation, a Delaware corporation (" BCIC "), entered into an Agreement and Plan of Merger (the " Merger Agreement ") with Investcorp Credit Management BDC, Inc., a Maryland corporation (" ICMB "), and Aria Acquisition Sub, Inc., a Maryland corporation and a direct wholly-owned subsidiary of BCIC (" Acquisition Sub ").

Cortigent-ClearOne merger is awaiting final regulatory approvals allowing establishment of Cortigent as a standalone company trading on the Nasdaq under ticker symbol CRGT On October 30, 2026, the Company filed an current report on Form 8-K with the U.S. Securities and Exchange Commission to clarify that the expected close of the of the Cortigent merger remains subject to final regulatory approval and is expected to close shortly after approval is received.

On November 12, 2026, Trustmark Corporation ("Trustmark"), parent company of Trustmark Bank, and Hancock Whitney Corporation ("Hancock Whitney"), parent company of Hancock Whitney Bank, issued a joint press release announcing the execution of the Agreement and Plan of Merger, dated as of November 11, 2026, by and between Hancock Whitney and Trustmark pursuant to which, upon the terms and subject to the conditions set forth therein, Trustmark will merge with and into Hancock Whitney, with Hancock Whitney continuing as the surviving corporation. The acquisition is expected to close late in the first quarter of 2027, subject to the receipt of regulatory approvals, shareholder approvals and the satisfaction of other customary closing conditions.

PROF: CEO exit

as of the Transition Date, and Arun Menawat will step down as Chief Executive Officer and will become Executive Chairman of the Board

On November 12, 2026, Hancock Whitney Corporation ("Hancock Whitney") parent company of Hancock Whitney Bank, and Trustmark Corporation ("Trustmark"), parent company of Trustmark Bank, issued a joint press release announcing the execution of the Agreement and Plan of Merger, dated as of November 11, 2026 by and between Hancock Whitney and Trustmark pursuant to which, upon the terms and subject to the conditions set forth therein, Trustmark will merge with and into Hancock Whitney, with Hancock Whitney continuing as the surviving corporation. The acquisition is expected to close late in the first quarter of 2027, subject to the receipt of regulatory approvals, shareholder approvals and the satisfaction of other customary closing conditions.

notified Cohen & Company Inc., a Maryland corporation (the "Company"), of his decision to resign as Chief Executive Officer

• Entered into a definitive merger agreement with technology and software expert, Thoma Bravo with an expected closing in the first half of 2027

‒ Company maintains FY 2026 revenue and narrows Adjusted EBITDA guidance ‒ • The Company maintains full-year 2026 consolidated revenue guidance of $325 to $345 million, narrows full-year adjusted EBITDA guidance to a range of $130 to $140 million from a range of $125 to $140 million, and reduces cash-based OpEx guidance to a range of $140 to $145 million from $145 to $155 million.

Forward-looking statements are subject to risks and uncertainties that could cause actual results to differ from those expressed in or implied by the forward-looking statements, including (1) our ability to sustain our growth, effectively manage our anticipated future growth, and implement our business strategies to achieve the results we anticipate, (2) our current liquidity resources raise substantial doubt about our ability to continue as a going concern, (3) impairments of our intangible assets and equity method investment in our joint ventures, (4) our ability to raise additional capital,

The investor presentation furnished as Exhibit 99.2 to this Current Report on Form 8-K includes, in addition to the Company’s third quarter 2026 results, forward-looking information regarding the Company’s full-year 2026 guidance, strategic priorities, new product and geographic expansion initiatives, and business outlook. Capstone now expects FY2026 revenue of approximately $70 million, gross profit of approximately $18.6 million and Stone Business Adjusted EBITDA of approximately $3.2 to 3.3 million, compared with its prior guidance of $72.1 million, $18.7 million and $3.8 million, respectively.

ADI Announces Third Quarter 2026 Financial Results and Updates Full-Year Outlook • Updates full-year 2026 financial guidance

"This transformative merger brings together two complementary platforms across different therapeutic modalities and has significant upside potential through Castle Creek’s fibroblast-based cell and gene therapy technology, and its lead candidate, D-Fi, which has the potential to become a blockbuster franchise in dystrophic epidermolysis bullosa, or DEB. On October 30, 2026, the Company announced that it entered into a definitive merger agreement under which Castle Creek Biosciences, Inc. ("Castle Creek"), a late-stage company developing redosable gene therapies, will merge into an affiliate of Pelthos via a series of mergers.

Guidance on Core Operations

Amendment to Hughes Brothers Merger Agreement As previously reported, on October 13, 2026, Cardinal Infrastructure Group Inc. ("Cardinal" or the "Company") entered into an Agreement and Plan of Merger (the "Original Merger Agreement") by and among Cardinal, CHBC Intermediate Holdco, Inc., a Delaware corporation and wholly owned subsidiary of Cardinal ("Merger Sub 1"), CHBC Holding Company, LLC, a Delaware limited liability company and wholly owned subsidiary of Cardinal ("Merger Sub 2"), HBC Holdco, Inc., a Delaware corporation ("Target"), Hughes Brothers Construction Inc., a Florida corporation ("HBC"), the stockholders of HBC party ther

Record third quarter revenue and Adjusted EBITDA exceed outlook&#59; 2026 outlook 1 updated to include revenue growth of approximately 37% and Adjusted EBITDA growth of approximately 37% "Revenue and Adjusted EBITDA reached record levels and exceeded the outlook we provided last quarter.